分管负责人 | ||||||
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部门负责人 | ||||||
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交易员 | |||
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风控人员 | |||
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托管结算人员 | |||
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托管结算人员 | |||
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投资者名称: Name of Entity | 结算代理备案 □ Settlement Agent | ||||
“债券通”备案 □ Bond Connect | |||||
申请机构简介 Brief Introduction | |||||
注册地: Place of Registration | 注册资本: Registered Capital | ||||
总资产: Total Assets | 机构类型: Type of Entity | ||||
成立日期: Date of Establishment | 资金来源: Source of Funds | ||||
结算代理备案 Settlement Agent | 结算代理人名称: Legal Name of Inter-Bank Bond Market Settlement Agent | ||||
是否提供托管服务 是 □ 否 □ Custody Service Yes No | |||||
“债券通”备案 Bond Connect | 代理备案机构名称: Legal Name of Registration Agent | ||||
相关联系人 Contacts | 姓名 Name | 职位 Position | 电话 Phone No. | 邮箱 E-mail Address | |
投资负责人 Investment Managers | |||||
投资业务联系人 Contact Person on Investment | |||||
结算代理机构相关负责人(结算代理适用) Responsible Person of Settlement Agent (if applicable) | |||||
结算代理机构相关联系人(结算代理适用) Contact Person of Settlement Agent (if applicable) | |||||
代理备案机构相关联系人(“债券通”适用) Contact Person of Registration Agent (Bond Connect) | |||||
托管路径(“债券通”适用) Overseas Custody Structure (Bond Connect) | 第一级 Tier 1 | ||||
第二级(若有) Tier 2 (if applicable) | |||||
…… | |||||
第 级 Final | 香港金管局债务工具中央结算系统 Central Moneymarkets Unit (CMU) | ||||
是否以QFII/RQFII身份备案(结算代理适用) Register as QFII/RQFII (Settlement Agent) | 是 □ 获批额度(十亿人民币): Yes Investment Quota (CNY Billions) | 否 □ No | |||
其他说明 Additional Information | |||||
承诺对备案提交材料的真实性、准确性、完整性负责,无虚假记载、误导性陈述或重大遗漏。□ I/we accept responsibility for the truthfulness, accuracy and completeness of the submission and declare that there is no false or misleading statement or material omission. | |||||
投资者名称: Name of Entity | 结算代理备案 □ Settlement Agent | |||
“债券通”备案 □ Bond Connect | ||||
投资者基本情况 Entity Information | 审批机构: Licensing Authority | |||
投资者类型: Type of Entity | 投资者规模: Fund Assets | |||
成立日: Foundation Date | 到期日: Maturity Date | |||
募集方式: Means of Fundraising | 资金来源: Source of Funds | |||
投资管理人简介 Brief Introduction of Investment Management Company | ||||
投资管理人全称: Legal Name of Investment Management Company | ||||
注册地: Place of Registration | 管理资产规模: Total Assets under Management/Advisement | |||
注册资本: Registered Capital | 成立日期: Date of Establishment | |||
地址: Address | ||||
托管机构基本情况 Information on Overseas Custodian | 托管机构全称: Legal Name of Overseas Custodian | |||
注册地: Place of Registration | 受托资产规模: Total Assets under Custody | |||
注册资本: Registered Capital | 成立日期: Date of Establishment | |||
地址: Address | ||||
结算代理备案 Settlement Agent | 结算代理人名称: Legal Name of Inter-Bank Bond Market Settlement Agent | |||
是否提供托管服务 是 □ 否 □ Custody Service Yes No | ||||
“债券通”备案 Bond Connect | 代理备案机构名称: Legal Name of Registration Agent | |||
相关联系人 Contacts | 姓名 Name | 职位 Position | 电话 Phone No. | 邮箱 E-mail Address |
投资负责人 Investment Managers | ||||
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