Effects of Wafer Bow and Warpage on Performance of
Electrostatic Chucks in High Volume Manufacturing
Piotr Kurkowski, Sergei Drizlikh, Roger Sarver, Heath Angis, Patrick Loisel
National Semiconductor Corporation, 5 Foden Road, South Portland, Maine, 04106 USA
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Abstract
This paper presents learnings authors gained when dealing
with back side pressure faults (BSPF) on 200mm
interconnect deposition tools equipped with minimum
BSPF occurs whenever a set point pressure is not reached
due to backside argon leakage on wafer sides; halting
further processing in the chamber in case of a wafer
contact area (MCA) electrostatic chucks (ESC). It was
found that BSPF’s occurred more likely on chucks running
mostly BiCMOS product. BiCMOS product was four times
more susceptible to experience this fault than CMOS due to
higher wafer bow and warpage which were traced to
recrystallization of backside polysilicon at RTP emitter
anneal. Moreover, a cost-effective rework scheme was
implemented to prolong the life of ESC’s. Long term
solution of reducing wafer bow and warpage process is
also being pursued.
Keywords
Electrostatic chuck (ESC), wafer warpage, wafer bow,
BiCMOS
INTRODUCTION
In the course of semiconductor process flow silicon wafers
develop bow and warpage due to different intrinsic
properties of films added or removed to both front and back
sides. However, there are process steps that require nearly
perfect wafer planarity such as extreme UV
photolithography for depth of focus control and deposition
and etch tools that require wafer temperature control.
The purpose of an ESC in metal deposition process is to
clamp (chuck) down wafers against a back side gas flow
which is used for temperature control.
Chucking is achieved using a bipolar ESC which resembles
a parallel plate capacitor with one of the plates being the
wafer (see Figure 1 and 2). Wafer is first electrostatically
flattened and then backside argon is flown at a controlled
rate and a desired pressure is expected to build up within a
set time.
Figure 1. Actual MCA ESC surface
made by Applied Materials Inc.
<>BACKbreakage.
Figure 2. Schematic illustration of a bipolar ESC.
PROBLEM DESCRIPTION & INVESTIGATION
While working on reducing the number BSPF occurrences
we observed that the frequency of a BSPF was four times
higher on BiCMOS than CMOS technology flow.
Analyzing the BSPF distribution between metal deposition
tools, we discovered that the ESC age and usage are
significant factors in BSPF occurrence frequency.
However, one question remained: what is different about
the two types of product wafers? It was suspected that
wafer geometry might be a significant factor. Using
ADE’s 9500 UltraGage metrology tool we measured shape
and flatness of wafers at metal deposition step. Table 1
reveals that there is a significant difference in planarity
between CMOS and BiCMOS types. Wafers on BiCMOS
process flow had much higher bow (more convex) and
warpage.
Table 1. BiCMOS has significantly higher non-planarity compared to CMOS product wafers.
Bow (µm) Warpage (µm)
CMOS 20 45
BiCMOS 46 112
To identify which process step is responsible for inducing
excessive wafer bow/warpage on BiCMOS flow, we
measured these parameters at various key process steps.
1
Figure 3. BiCMOS warpage as measured at various
process steps.
The emitter anneal step is the responsible step (see Figure
3). Since the wafer at this step has amorphous silicon on
the back side and the anneal is over 900 deg C we suspect
that the recrystallization of the silicon is the root cause for
excessive bow/warpage [1].
Furthermore, our investigation revealed that BSPF are
confined to certain ESC’s. Following vendor
recommendation, we used upside down wafer particle scan
to diagnose how well a test wafer is pulled flat against the
ESC surface. The map generated from frequently aborting
ESC was compared against a healthy ESC. As can be seen
in Figure 4, the aborting ESC has missing rings of contact
pads while the healthy ESC has full pad pattern.
Figure 4. Left, worn ESC MCA pads with frequent
BSPF’s. Right, healthy ESC with no BSPF’s.
CONTAINMENT
The initial containment involved trying to With upside
down test serving as a visual indicator of chucking strength
along with the associated frequency of faults, worst e-chucks were identified. The next step was to use in-house
automation systems to route BiCMOS WIP to chambers
not suffering from BSPF’s. Lastly, authors implemented a
cost-effective method to rework worn ESC’s thus offsetting
the need to purchase new ones. At 1/5th the cost of a new
chuck this amounts to significant savings.
The actual rework procedure consists of stripping the old
MCA pads and redepositing new ones provided that the
ESC does not suffer from other defects. Moreover, the
2<>BACKrefurbished ESC’s had their pad count doubled to decrease
the rate of wear. These measures immediately decreased
the frequency of the pressure faults (see Figure 5), which in
turn, reduced product scrap, tool down time and the need
for engineering intervention.
Figure 5. Normalized Pareto plot of tool recovery faults
during three consecutive periods.
BACKSIDE FILM INVESTIGATION
With initial investigation pointing toward the increase in
the crystalline order of the backside film(s) during emitter
anneal as the most significant source of wafer warpage on
BiCMOS process flow, we measured warp trend for
different backside films. We found that the furnace
deposition of amorphous polysilicon, which inevitably
occurs on both sides of a wafer, and its subsequent RTP
anneal induce the greatest amount warpage as seen in
Figure 6. Since low warpage is highly desirable, a new
backside polysilicon strip would have to be added to the
existing process flow, however, moving an earlier backside
strip to post polysilicon deposition is more efficient in this
case. Efforts are currently underway to qualify and
implement this change in the BiCMOS process flow.
Figure 6. Warp trend by process operation for
different backside films.
CONCLUSIONS
National's 200mm fab is a high volume factory with a
variety of process technologies. Wear of ESC’s is expected,
however, higher than normal amount was observed on
ESC’s running predominantly BiCMOS wafers. These
ESC’s have a distinctive wear pattern and experience
significantly more BSPF’s on BiCMOS wafers which have
much higher bow and warpage. This non-planarity was
traced to RTP anneal step of backside polysilicon film
where our current effort is directed. Faced with demands
of manufacturing the authors were able to contain the issue
through automated WIP routing and provided a cost-effective method to restore ESC’s to a newer condition.
ACKNOWLEDGMENTS
We would like to thank Jeff Jernigan, section head of Thin
Films group, for making the writing of this paper possible.
REFERENCES
[1] Campbell, S.A., The Science and Engineering of
Microelectronic Fabrication, 2nd ed., Oxford University
Press, New York, NY (2001).
3<>BACKAUTHOR BIOGRAPHY
Piotr Kurkowski has been with National Semiconductor
since 2001 in Thin Films group as a CVD/PVD
metallization process engineer.
Sergei Drizlikh has been with National Semiconductor
since 2001 in Unit Process Development group as a
CVD/PVD metallization process development engineer.
Roger Sarver has been with National Semiconductor since
1996 in Thin Films group as a CVD/PVD metallization and
RTP equipment engineer.
Heath Angis has been with National Semiconductor since
1999 in Thin Films group as a CVD/PVD metallization
equipment engineer.
Patrick Loisel has been with National Semiconductor
since 1997 in Process Development/Integration group as a
process integration technician.
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